Datasets
-
Information About Registered Municipal Advisors
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and... -
Information About Registered Investment Advisers and Exempt Reporting Advisers
The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration... -
Company Information About Active Broker-Dealers
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are... -
Form 13F Data Sets
Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. -
EDGAR Log File Data Sets
The data sets provide information on internet search traffic for EDGAR filings through SEC.gov. -
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ... -
SEC Litigation Releases for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court. -
Administrative Law Judge Initial Decisions for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal... -
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
Data available in excel format. -
Crowdfunding Offerings Data Sets Archive
The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. -
Financial Statement Data Sets Archive
The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language... -
Closed-End Fund Information
This report provides basic identification information for all entities with an "active" filing status that are organized as closed-end investment companies (closed-end funds or... -
Investment Company Series and Class Information
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. -
Business Development Company Report
This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number.