5 datasets found
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Federal
Government Securities Dealers Reports
Board of Governors of the Federal Reserve System —
These reports collect information on market activity from primary dealers in U.S. government securities. This family of reports consists of the Weekly Report of... -
Federal
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities and Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer
Board of Governors of the Federal Reserve System —
The Securities Exchange Act of 1934, as amended, requires financial institutions to notify their appropriate regulatory agency (ARA) prior to using the mails or any... -
Federal
Central Bank Survey of Foreign Exchange and Derivatives Market Activity
Board of Governors of the Federal Reserve System —
The FR 3036 survey consists of a Turnover section and a section on Derivatives Outstandings. The Turnover section requests information on the monthly volume of... -
Federal
Securities Underwriting & Dealing Subsidiaries
Board of Governors of the Federal Reserve System —
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by... -
Federal
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Board of Governors of the Federal Reserve System —
These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state...
5 datasets found